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Alternative display facility
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21	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-10 08:56:20 Stock market Economy of the United States Financial markets Alternative Trading Systems Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine ACT Alternative display facility United States securities law Financial economics Investment
22	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 3, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-04 09:52:44 Stock market Economy of the United States Financial economics Alternative display facility Financial Industry Regulatory Authority Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS United States securities law United States Securities and Exchange Commission Self-regulatory organizations
23	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 22, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-27 10:04:06 Financial regulation Financial Industry Regulatory Authority Financial economics Securities Exchange Act Alternative display facility ACT U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Economy of the United States
24	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-03 04:04:04 United States securities law Investment Financial system Stock market Alternative display facility Financial Industry Regulatory Authority Consolidated Tape Association National market system plan U.S. Securities and Exchange Commission Self-regulatory organizations Financial economics Financial markets
25	Notice of Filing of Proposed Rule Change to Create an Exemption from Certain Reporting Obligations under the Equity Trade Reporting Rules for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-26 12:52:06 Financial system Economy of the United States Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems Alternative display facility U.S. Securities and Exchange Commission ACT United States securities law Financial economics Self-regulatory organizations
26	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 17, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-21 16:17:09 Investment Business Financial Industry Regulatory Authority OTC Bulletin Board ACT Securities Exchange Act U.S. Securities and Exchange Commission Alternative display facility Security Stock market United States securities law Financial economics
27	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 30, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-02 15:55:11 Financial economics Financial regulation Securities Exchange Act Alternative display facility U.S. Securities and Exchange Commission ACT Self-regulatory organization Selling away United States securities law Economy of the United States Financial Industry Regulatory Authority
28	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Reporting Requirements on the Alternative Display Facility Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-16 14:27:24 Financial regulation Alternative display facility Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States United States securities law Economy of the United States Business
29	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-19 09:48:39 Financial economics Financial Industry Regulatory Authority Business ACT Alternative display facility Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ United States securities law Economy of the United States Self-regulatory organizations
30	Page 46 of 76 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 09:04:52** Financial economics Financial Industry Regulatory Authority Alternative display facility Order Economy of the United States Stock market United States securities law Investment

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